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Found 48 jobs
    • Luxembourg
    • Negotiable
    • Posted 1 day ago

    One of the largest third-party management company in the world and a leading digitally-driven platform for the Global Asset Management industry is seeking an MLRO/RC. Our renowned client is well trusted by leading asset managers, pension funds and wealth managers, and insurance companies globally...

    • Amsterdam
    • Negotiable
    • Posted 3 days ago

    Title: Senior CDD Analyst About the Job Join us as a Senior CDD Analyst where you'll play a pivotal role in our efforts to combat financial crime and uphold the reputation of the company and our valued clients. As part of a dynamic team, you'll have ample opportunities to refine internal processe...

    • Amsterdam
    • Negotiable
    • Posted 3 days ago

    Role: Senior Risk & Compliance Monitoring Officer Location: Amsterdam, The Netherlands Salary: Competitive and Candidate Dependent Key Responsibilities: Assure the Executive and Board committees on regulatory compliance and adherence to robust risk framework Infuse a culture of risk awareness thr...

    • Brussels
    • Negotiable
    • Posted 8 days ago

    Title: KYC - KYT Analyst Are you ready to join an elite team at the forefront of financial compliance? We're seeking dynamic individuals to bolster our ranks and lead the charge in "Know Your Customer" (KYC) and "Know Your Transactions" (KYT) analysis for our Enterprise and Public high-risk clien...

    • Germany
    • Negotiable
    • Posted 8 days ago

    Key Responsibilities: Lead the charge in developing and implementing cutting-edge compliance policies and procedures to keep us ahead of the curve. Provide invaluable guidance to internal teams on navigating the complex world of compliance, including KYC procedures and customer due diligence. Sta...

    • Luxemburg
    • Negotiable
    • Posted 11 days ago

    We are currently representing an independent cross-border private equity firm, focusing on mid-market companies with over 15 years of experience in the industry. With investments reaching €600 million, our client prioritizes a diverse investment strategy. The Candidate Evaluate compliance risk co...

    • Antwerp
    • Negotiable
    • Posted 11 days ago

    Job Title: Medior Compliance Officer Location: Antwerp, Belgium Do you want to work for on of the foremost investment banks in Belgium, dedicated to expansion and innovation in the financial sector. Join their Compliance team in Belgium and contribute to their commitment to regulatory excellence ...

    • Antwerp
    • Negotiable
    • Posted 16 days ago

    Are you either an experience compliance professional with at least 5 years' experience? Do you have a diverse skillset with a desire to both set the direction and to execute it? The company is the leading online investment bank in Belgium, with a clear focus on expansion. You will be part of the ...

    • Antwerp
    • Negotiable
    • Posted 16 days ago

    Are you either an experience compliance professional with at least 5 years' experience? Do you have a diverse skillset with a desire to both set the direction and to execute it? The company is the leading online investment bank in Belgium, with a clear focus on expansion. You will be part of the ...

    • Atlanta
    • Negotiable
    • Posted 22 days ago

    A leading name in the construction and building materials industry, is seeking a dynamic and experienced Senior Compliance Officer - Construction/Building Materials to join it's team. With a commitment to quality, innovation, and sustainability, this client takes pride in delivering projects that...

    • Munich
    • Negotiable
    • Posted 22 days ago

    A well-established multinational financial services consisting of Insurance and Asset Management activities is seeking a Senior Compliance Offcer to focus on the capital markets space. This company provide a great opportunity to broaden your skillset in the space due to its many activities while ...

    • Gemeente Den Haag
    • Negotiable
    • Posted 22 days ago

    Introduction: Looking for a dynamic position in Asset Management where you can provide expert advice on navigating the ever-changing legal framework? Our client is seeking a talented individual to join their team as a (Senior) Compliance Officer. The ideal candidate will have at least 5 years of ...

    • Netherlands
    • Negotiable
    • Posted 22 days ago

    Location: Amsterdam Salary: Competitive and Candidate Dependent Reporting to: Partner, Amsterdam We are currently representing a leading asset management company, situated in Amsterdam. The role itself comes with plenty of responsibility - you will play an important role in ensuring company's com...

    • Luxembourg
    • Negotiable
    • Posted 22 days ago

    Location: Luxembourg Main Responsibilities: * Assessment and oversight of AML/KYC documentation of all investors * Oversight and management of relationship to AML/KYC providers * Ensuring compliance to all international and local relevant AML/CTF regulations on all jurisdictions * Maintenance and...

    • England
    • Negotiable
    • Posted 23 days ago

    Business Analyst - Regulatory - 12 month FTC One of the world's most diversified and comprehensive trading, investment and service companies are growing their compliance team with a new Business Analyst to sit in their centralised London based middle office team with a focus on MiFID II record ke...

    • Tampa
    • Negotiable
    • Posted 23 days ago

    A leading financial services firm in Tampa, FL is looking for you to join their Asset Services Team as it's Governance Director. This is a very exciting time to join the team as they look to bring on a leader that will bring their unit to the next level. We're looking for someone who has prior ex...

    • Germany
    • Negotiable
    • Posted 24 days ago

    Consultants Buchhaltungsberatungsdienste (w/m/d) Unser Kunde ist ein führendes Beratungsunternehmen und sucht einen erfahrenen Consultant für seine Abteilung der Kapitalmarktdienstleistungen und Buchhaltungsberatung. Der ideale Kandidat wird über fundierte Kenntnisse in den Bereichen Finanzen, Re...

    • Beijing
    • Negotiable
    • Posted 27 days ago

    We have a current opportunity for a Internal Control and Internal Audit Specialist on a permanent basis. The position will be based in Beijing. Requirements: - Minimum of 3 years of experience in internal control within the finance sector. - Strong expertise in IT audit, familiarity with internal...

    • Netherlands
    • £80000 - £110000 per annum
    • Posted 29 days ago

    Senior FEC Compliance Officer - Join a Leading Insurance Firm in the Netherlands One of the finest financial services group in the Netherlands is seeking an experienced Senior FEC Compliance Officer to become responsible for ensuring the organisation complies at all times with external and intern...

    • Gemeente Den Haag
    • Negotiable
    • Posted about 1 month ago

    Senior CDD Analyst About Us: Located in the vibrant city of The Hague, our KYC Team plays a crucial role in executing Customer Due Diligence (CDD) for both new and existing corporate clients and counterparties. We are seeking an Experienced CDD Analyst to join our team, someone who is passionate ...

    • Frankfurt am Main
    • Negotiable
    • Posted about 1 month ago

    Role: AML Analyst Location: Frankfurt Salary: Competitive and Candidate Dependent We are currently representing a trailblazer in the digital asset space and has stands as a paragon of security and scalability. Our client Pioneered the multi-signature wallet in the early days of crypto and has con...

    • London
    • £40000 - £60000 per annum
    • Posted about 1 month ago

    A leading global speciality commercial insurer and re-insurer with operations in the UK, Continental European and Bermudian markets are growing their compliance team with the addition of a new Compliance Officer. They specialise in providing insurance cover for a wide range of risks to commercial...

    • Boca Raton
    • Negotiable
    • Posted about 1 month ago

    Currently partnered with a leading Registered Investment Management firm in search of a highly qualified Deputy CCO. This key role will assume responsibility for overseeing the firm's comprehensive marketing review processes, ensuring adherence to regulatory standards and industry best practices....

    • London
    • Negotiable
    • Posted about 1 month ago

    Senior Regulatory Compliance Officer Helping Corporate and Private Clients with their FX and International Payments requirements for over 40 years now command a global footprint aross 10+ countries. They have an exciting opportunity for an experienced Senior Regulatory Compliance Officer to join ...

    • London
    • £100000 - £120000 per annum
    • Posted about 1 month ago

    Regulatory Reporting Specialist A leading global multi strategy hedge fund continue to grow their compliance function with the addition of a new Regulatory Reporting Specialist to sit in their centralised London based middle office team. They are on a mission to revolutionise how individuals mana...

    • London
    • Negotiable
    • Posted about 1 month ago

    Regulatory Reporting Director Partnered with a leading global multi strategy hedge fund continue to grow their compliance function with the addition of a new Regulatory Reporting Director to sit in their centralised London based middle office team. They are on a mission to revolutionise how indiv...

    • Germany
    • £90000 - £90001 per annum
    • Posted about 1 month ago

    A strongly growing insurance client is searching for a compliance manager, to cover broad compliance topics and be responsible for the German and Austrian markets respectively. Tasks will include second line activities and communication to BaFin. This role is 100 percent remote, and would report ...

    • Frankfurt am Main
    • Negotiable
    • Posted about 1 month ago

    We are currently representing large international investment bank, located in Frankfurt. In addition to its central Frankfurt office, the company maintains branches in two other big cities in Europe to expand its presence in France and the Iberian Peninsula. Emphasizing client-oriented services, ...

    • Luxemburg
    • Negotiable
    • Posted about 1 month ago

    Our client is an Asset Manager specializing in alternative investments within Europe. They are currently looking for an AML Officer to join their team in Luxembourg on a fixed-term contract (1 year +). Your tasks would include: Analysing AML/KYC documentation; Checking AML/KYC analyses of investo...

    • Luxemburg
    • Negotiable
    • Posted about 2 months ago

    A global private equity firm with a multitude of offerings is seeking a compliance manager within their growing service provider unit in Luxembourg. You would sit within the core compliance team covering a broad range of topics and report directly into the Head of Compliance. Your Responsibilitie...

    • Baar
    • Negotiable
    • Posted about 2 months ago

    My clients are seeking Deputy Head Team Lead Compliance Officer to contribute to the team overseeing Anti-Money Laundering (AML), Prevention of Facilitation of Tax Evasion, Third-Party Payments, and Compliance IT Controls. In this role, you'll thrive in a dynamic, diverse, and fast-paced internat...

    • Principality of Liechtenstein
    • Negotiable
    • Posted about 2 months ago

    A well established private Bank in Liechtenstein is searching for a compliance Officer. The main tasks will include: Ensure comprehensive due diligence for all customer interactions within the front office. Assist the front office in establishing new business relationships, both with individuals ...

    • London
    • £100000 - £130000 per annum
    • Posted about 2 months ago

    Supporting an innovative investment platform in the ETF space, aiming to revolutionise how individuals manage and invest their money for the long term. As they look to expand, they are currently seeking a Head of Compliance to become a pivotal member of our team in London. Reporting directly to t...

    • London
    • £10000 - £120000 per annum
    • Posted about 2 months ago

    Partnered with a rapidly growing fintech who have developed a user-friendly app that simplifies the buying and selling of shares. As they continue to grow, they are looking to appoint a Senior Compliance Manage to work in a dynamic team fostering diverse perspectives to achieve our goal of demyst...

    • London
    • £160000 - £180000 per annum + bonus
    • Posted about 2 months ago

    Delighted to be a partnered with a well established investment management firm with with over 30 years of experience offering a wide range of stockbroking and administration services and solutions. Since launching one of their product lines in 2005, they have established strong outsourcing relati...

    • Munich
    • Negotiable
    • Posted about 2 months ago

    A multinational well-established financial group offering premier solutions in asset management and insurance to their customers, is seeking a compliance officer who will have exposure to the broader group as they will advise numerous sub teams in different areas. Responsibilities: Ensure complia...

    • England
    • £10000 - £80000 per annum + bonus
    • Posted about 2 months ago

    Highly reputed, universal bank supporting consumers and small businesses through their retail banking services, and larger businesses and institutions through their corporate and investment banking services. What will I be doing? You will be serving as a gateway for financial crime, liaising with...

    • Frankfurt (Oder)
    • Negotiable
    • Posted about 2 months ago

    Our client, a leading Universal Bank is looking for a Data Protection Specialist in Frankfurt. This individual will sit within the compliance department and report directly to the Head of IT and Data Security. Tasks will include Overseeing compliance with all relevant data protection regulations ...

    • Warner Robins
    • Negotiable
    • Posted about 2 months ago

    A leading packaging and manufacturing firm is looking for you to be it's next Regional Controller! This is a very exciting opportunity to handle the accounting functions at the manufacturing plant while having a heavy influence on operations, where you will be responsible for organizing and leadi...

    • Tampa
    • Negotiable
    • Posted about 2 months ago

    We are currently partnered with a growing Financial Services firm looking to add a Senior Manager to collaborate with with Director of Compliance in driving the day-to-day operations of our Compliance program. This pivotal role is dedicated to meeting compliance deadlines and handling diverse ass...

    • Tampa
    • Negotiable
    • Posted about 2 months ago

    A leading financial services firm in Tampa, FL is looking for you to join their Asset Services Team as it's Corporate Actions Executive. This is a very exciting time to join the team as they look to bring on a leader that will bring their unit to the next level. We're looking for a Corporate Acti...

    • Jacksonville
    • US$150001 - US$250000 per year
    • Posted about 2 months ago

    Position Summary We are seeking a dedicated and experienced Compliance Manager to oversee, manage, and enhance our company's compliance management program. In this role, you will be responsible for reviewing and evaluating compliance processes, collaborating with executives and the Legal departme...

    • Miami
    • US$80000 - US$120000 per year
    • Posted about 2 months ago

    Position Overview: We are looking for a results-driven and detail-oriented Trade Compliance Manager to lead and manage our trade compliance program. The successful candidate will play a crucial role in ensuring that our international trade activities comply with all applicable laws, regulations, ...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    Role: Financial Crime Compliance Expert Location: Luxembourg Salary: Competitive and Candidate Dependent We are currently representing a renowned client with 3 decades of expertise as a prominent provider of global solutions for wealth and succession planning. Operating in more than 25 markets sp...

    • United States of America
    • US$75000 - US$85000 per year
    • Posted about 2 months ago

    Essential Duties and Responsibilities: Conduct risk-based branch examinations in both FINRA-registered and non-registered Private Client Group branches across the United States. Thoroughly document testing activities in the branch examination system and associated work papers. Ensure that prescri...

    • Frankfurt (Oder)
    • Negotiable
    • Posted about 2 months ago

    A multinational banking group offering a broad range of services to both institutional and private clients, is seeking an experience AFC compliance officer to sit within a global team. As this role will be focused on correspondent banking, you will have an incredible opportunity to communicate wi...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    A client of our is seeking an experienced and knowledgeable individual to join a multinational bank as the Head of Compliance in Luxembourg. You will be responsible for ensuring the bank's compliance with all applicable laws, regulations, and internal policies in relation to corporate banking, le...

    • Frankfurt am Main
    • Negotiable
    • Posted about 2 months ago

    A well-established insurance group with global presence is currently seeking a Compliance Officer to further strengthen their team. This insurer is offering a broad range of products to its private and institutional clients. That combined with the fact that you would be sitting within a relativel...

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