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Found 75 jobs
    • Zurich
    • €120000 - €140000 per annum + CHF
    • Posted 2 days ago

    Title: Manager - Regulatory Consulting (m/w/d) 0 Salary: 120K-140K CHF Company Summary: My client is one of the biggest accounting firms and has offices all across the world. They want ambitious people who can give them innovative approaches in their compliance department with their consulting ap...

    • Hong Kong
    • Negotiable
    • Posted 2 days ago

    Company Overview A leading global financial services firm providing a wide range of corporate banking services to clients worldwide is currently seeking an individual with strong communication and interpersonal skill to join the Legal & Compliance team as an Assistant Vice President for AML opera...

    • Hong Kong
    • HK$23000 - HK$23001 per month
    • Posted 2 days ago

    Company Overview Our client is a leading foreign financial services firm providing extensive corporate banking services to clients worldwide including corporations, financial institutions, governments and individuals. They are looking for a KYC Analyst to handle documentation checking and monitor...

    • Amsterdam
    • Negotiable
    • Posted 2 days ago

    Role: Head of compliance Location: Amsterdam Salary: Competitive and candidate dependent Reporting To: Board of directors in Amsterdam A global algo trading firm is seeking an experienced compliance officer, to become responsible for all EU-based compliance activities for their hub in Amsterdam. ...

    • Hong Kong
    • Negotiable
    • Posted 2 days ago

    Client Summary Our Client is a tier 1 US Hedgefund that has over 100+ Billion USD in AUM with deep integration in the APAC market. They are looking for senior compliance individual who will be capable to cover APAC compliance sitting with the APAC CCO. Job Responsibilities Support Compliance and ...

    • Hong Kong
    • Negotiable
    • Posted 3 days ago

    Responsibilities Include: Assisting with the supervision of the team Managing the internal operations of the team Assisting with the overall management of the business line Assisting with cultivating relationships with key clients, coordinating marketing, risk reporting and budget preparation and...

    • Vaduz
    • €110000 - €160000 per annum + CHF
    • Posted 3 days ago

    One of the leading banks in Liechtenstein is looking to grow their compliance team within the area of Anti-financial Crime and Know your Customer and they are looking for the new Compliance Officer that wants to join their team. Your responsibilities: Being able to run KYC (CDD/ IDD) daily report...

    • Switzerland
    • €80000 - €110000 per annum + CHF
    • Posted 3 days ago

    Company Summary: My client is one of the largest regional private banks which is based in eastern Switzerland. They are one of the most successful bank for mortgages and exclusive clients in their region. They want ambitious people who can give team innovative approaches in their compliance depar...

    • Amsterdam
    • Negotiable
    • Posted 3 days ago

    Role: Anti-Financial Crime Compliance Officer Location: Amsterdam Salary: Competitive and Candidate Dependent Reporting To: Group Head of Financial Crime, Amsterdam We are currently representing a renowned Bank, who's services compromise of investment banking, asset management and private banking...

    • Rotterdam
    • Negotiable
    • Posted 3 days ago

    Role: Head of Compliance Location: Rotterdam/Amsterdam Salary: Competitive and Candidate Dependent Reporting To: Group CCO in Luxembourg We are currently representing a renowned corporate bank in Rotterdam, who is seeking an experienced compliance professional to run the function. You will be in ...

    • Amsterdam
    • Negotiable
    • Posted 4 days ago

    A multinational and well-established Fund and Financial Servicing Group is seeking an experience Compliance professional to the lead their Dutch Compliance Function. You would step in as Head of Compliance in a company working with numerous well known hedge fund manager, equity firm, etc. Your Ro...

    • Berlin
    • Negotiable
    • Posted 4 days ago

    As Senior Legal Counsel "Regulatory & Compliance" you will play a crucial role for an Asset Management Company from day one and drive all regulatory and compliance related issues. You will be responsible for: Your focus will be on independently advising our departments on all regulatory issues su...

    • Luxembourg
    • Negotiable
    • Posted 4 days ago

    Role: Junior Compliance Officer Location: Luxembourg We have been engaged by a premium AIFM to find a Junior Compliance Officer to join their team. This company provides fund solutions for AIF's as they try to navigate the complex regulatory environment. You will support the compliance and AML fu...

    • Frankfurt am Main
    • €75000 - €95000 per annum
    • Posted 5 days ago

    A prestigous private bank are currently searching for an AML expert to join their team. As a Compliance Officer, you will: Be the key contact point on AML topics for the banking group, particulalry regarding KYC and sanctions. Develop AML practices for the bank as the regulations and innovations ...

    • Hong Kong
    • Negotiable
    • Posted 10 days ago

    A leading foreign investment bank which is recruiting a mid-senior level lawyer to support equity derivatives product structuring and transactions across APAC. Responsibilities: Work closely with Sales, Trading and Structuring team on advising legal and regulatory issues Execute cross-border tran...

    • Hong Kong
    • Negotiable
    • Posted 10 days ago

    A leading foreign investment bank which is recruiting a mid-senior level lawyer to support equity derivatives product structuring and transactions across APAC. Responsibilities: Work closely with Sales, Trading and Structuring team on advising legal and regulatory issues Execute cross-border tran...

    • Frankfurt am Main
    • Verhandelbar
    • Posted 10 days ago

    Consultant AML and Compliance (f/m/d) A German auditing company that has business areas of advisory services tax and commercial law advisory is looking to hire their consultant with a focus on Anti-financial crime Compliance in the area of ​​​​Financial Services. Your responsibilities: Supporting...

    • Luxembourg
    • Negotiable
    • Posted 11 days ago

    Role: Compliance Officer Reporting to: Chief Compliance Officer Location: Luxembourg An outstanding wealth manager is seeking a compliance officer to join their Luxembourg team. With over 40 years in the industry, nearly €200 billion in assets under their management and offices in 29 locations th...

    • Zurich
    • CHF
    • Posted 12 days ago

    Treasury and Compliance Analyst (f/m/d) An Investment Management firm in the Zurich area is looking to hire there next Treasury and Compliance Analyst. Your responsibilities: Reporting and analyzing compliance reports "month end credit reports" Checking and maintaining the main system used for Tr...

    • New York
    • Negotiable
    • Posted 13 days ago

    We are currently working with a Financial Solutions Provider who are looking to bring on a new Presales Consultant to their growing sales team. This company specializes in providing advanced and flexible risk, trading, and analytics solutions to their clients and have a healthy number of large cl...

    • Hong Kong
    • Negotiable
    • Posted 13 days ago

    Responsibilities Include: Assisting with the supervision of the team Managing the internal operations of the team Assisting with the overall management of the business line Assisting with cultivating relationships with key clients, coordinating marketing, risk reporting and budget preparation and...

    • Berlin
    • €65000 - €75000 per annum
    • Posted 16 days ago

    International Bank in Berlin looking for their next Compliance Manager with legal background Your tasks: - Supporting and advising the employees of the various business units on legally relevant issues - Identifying relevant legal and regulatory changes and implementing them in the existing busin...

    • Luxembourg
    • Negotiable
    • Posted 17 days ago

    Role: Senior Compliance Officer Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Head of Compliance We are currently representing one of the most renowned asset managers across Europe! Our client is one of the major players in the industry, having been around in the ...

    • Luxembourg
    • Negotiable
    • Posted 17 days ago

    A well-established multinational bank providing a great variety of services is seeking an Advisory Compliance Manager to assist the business on broad compliance topics. You would be joining an experienced team focusing on providing advise the business on a great variety of compliance topics. This...

    • Hong Kong
    • HK$72000 - HK$600000 per annum
    • Posted 17 days ago

    Global European bank is hiring for a Global Markets compliance in 3-6 years of previous Global Markets Compliance experience or Corporate Bank compliance. Budget is 40 - 65K HKD (Increment, depending on the level of experience) Job Responsibility Focusing on Protection of Client Interest, working...

    • Frankfurt (Oder)
    • Verhandelbar
    • Posted 17 days ago

    Manager for WpHG Financial Services/Banking (f/m/d) A German auditing company that has business areas of advisory services tax and commercial law advisory is looking to hire their next manager for WpHG within the financial services and banking. Your responsibilities: Leading an ambitious team and...

    • Frankfurt am Main
    • Negotiable
    • Posted 18 days ago

    A top investment bank are looking for a surveillence expert in their Compliance team to add additional experience to their Trade Floor. As a Compliance Officer will: Be an expert on trade related topics, ensuring compliance at all times with Market Abuse Reguiations Be a contact point for audits ...

    • Netherlands
    • Negotiable
    • Posted 18 days ago

    Role: Compliance Monitoring Officer Location: Amsterdam Salary: Competitive and Candidate Dependent Reporting To: Head of Compliance Monitoring We are currently representing a renowned client within the private banking sector in Europe. With over 73 years in the industry, our client has establish...

    • Belgium
    • Negotiable
    • Posted 18 days ago

    Role: Compliance Monitoring Officer Location: Brussels Salary: Competitive and Candidate Dependent Reporting To: Head of Compliance Monitoring We are currently representing a renowned client within the private banking sector in Europe. With over 73 years in the industry, our client has establishe...

    • Munich
    • €70000 - €90000 per annum
    • Posted 18 days ago

    An exciting international private bank is looking for a KYC Officer to join their Munich office. Tasks: Generalist onboarding management KYC and KYT Regular tasks for KYC Maintaining regular topics in banking Profile 3-5 years relevant experience Knowledge of international/German financial laws a...

    • Zurich
    • CHF
    • Posted 18 days ago

    An international fintech with offices globally that focuses primarily in the area of investments and securities are currently looking for a Compliance Officer to join their team. They are searching ambitious people who can give team different perspective in their compliance department. As a Compl...

    • Bern
    • €90000 - €120000 per annum + CHF
    • Posted 19 days ago

    A Swiss financial service provider that provides banking services across Switzerland is looking for a Compliance Officer. Due to their success in the past years they are looking for someone to join their small team in Bern, Switzerland. Your responsibilities Implementing and monitoring of regulat...

    • Hong Kong
    • Negotiable
    • Posted 23 days ago

    Company Overview Our client is a top tier US Hedgefund - AUM of 120+billion with deep exposure in APAC market. They are looking for a senior associate to join their legal and compliance team. Job Responsibilities Part of Compliance and Legal team with ongoing operational business integration init...

    • Hong Kong
    • Negotiable
    • Posted 23 days ago

    A leading investment manager is recruiting a paralegal as expansion headcount to support their growth in Asia. You will be supporting the legal and compliance team including transactions, document management and drafting. Responsibilities Assist in drafting and negotiation legal agreements and do...

    • Hong Kong
    • Negotiable
    • Posted 23 days ago

    Company Background Our client is a european bank that is well established in APAC region. Hong Kong office has apporximately 120+ headcount and they are looking to add a new headcount that focusing on KYC advisory, sitting next to Head of Corportate Desk. Job Description Proven experience in clie...

    • Frankfurt am Main
    • €50000 - €70000 per annum
    • Posted 24 days ago

    An international fintech that are going through an impressive amount of growth are currently searching for a Senior KYC Analyst to join their German-based team. Your responsibilities: Working through the entire cycle of KYC with direct touchpoints across AFC topics. Expected to gain expertise the...

    • Hong Kong
    • Negotiable
    • Posted 25 days ago

    A leading foreign investment bank is recruiting a mid-senior Structured Product Counsel to support their growth in APAC. Reporting to the regional Head of Legal, you will be supporting the structured product unit in advising product structure and distribution. Responsibilities Review and advise p...

    • Luxembourg
    • Negotiable
    • Posted 26 days ago

    A very well-established asset manager, which is operating globally, is seeking a driven and open-minded senior compliance officer. This asset manager has a constant focus to stay adapt to newest trends, which is also one the reasons that they have developed significantly in Luxembourg and will co...

    • Hong Kong
    • HK$500000 - HK$9000000 per annum
    • Posted 27 days ago

    A leading pharmaceutical company is recruiting a Legal Counsel to support their business in Hong Kong. You will be partnering with business units and advising a wide range of commercial contracts and agreements. Responsibilities Draft, review and negotiate full spectrum of commercial contracts an...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A leading asset manager is seeking a driven and open-minded compliance officer, who is seeking a role with huge potential to learn and grow into a role with more responsibility. Your tasks would vary greatly, and you would be reporting directly to the Head of Compliance. This role will enable you...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    Role: Compliance Officer Reporting to: Conducting Officer Location: Luxembourg An established leading Super ManCo is seeking a qualified Compliance Officer in Luxembourg. Some of the company's services include; Investment management, Risk Management, Administration Services and Compliance Monitor...

    • Miami
    • US$200000 - US$350000 per year
    • Posted about 1 month ago

    Title: Project Manager/BA - Risk Tech Location: Miami (hybrid model) - MUST be able to commute to Miami or relocate Salary: Base between 150-250 and TC between 250-350 ** depends on experience ** A top tier global hedge fund and investment management firm, with over 50 billion in assets is lookin...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Company Overview Our client is one of the well established Trust and Corporate Service Provider. They are looking for a head of compliance to lead the Compliance team in Hong Kong for MLRO mandate. Main duties: Working with other internal compliance departments globally Directing internal investi...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    Company overview Our client is one of the well-established foriegn Trust and Coperate Service Provider. They are looking for an Assistant Manager int the compliance team to overlook the Hong Kong entity. Job duties: Reporting to the Company Director and Group Risk and Compliance Director Managean...

    • Zurich
    • €110000 - €130000 per annum + CHF
    • Posted about 1 month ago

    A leading FinTech are currently searching for a Compliance Officer to join their team. The fintech, specialising on the investment solutions, are keen to find an experienced individual, particularly in Anti-Financial Crime. This Compliance Officer will: Act as Deputy to the Head of Compliance foc...

    • Berlin
    • €50000 - €65000 per annum
    • Posted about 1 month ago

    One Germany's largest Banks who currently seeing growth in their Anti-financial crime division in Berlin is looking for their new Senior KYC Analyst with the Quality Assurance with a focus on Arabic and English languages Your responsibilities: Quality assurance reporting within the KYC area, chec...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    About Our Client My client is one of the largest asset management globally. They are looking to hire a compliance head to manage the team Job Description Report directly to senior management whilst managing a team compliance staff will act as the MIC for Compliance responsible for providing compl...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    A leading foreign bank is recruiting a mid-senior banking lawyer to be based in Hong Kong. Responsibilities: Advise complex lending and cross border financing transaction including acquisition and leveraged finance, asset finance, real estate finance and restructuring Advise and work with interna...

    • New York
    • US$170000 - US$170001 per year + 401k, FSA
    • Posted about 1 month ago

    Senior Sales Executive Salary: $160K Base - $320K OTE Summary A rapidly growing FinTech SaaS office solutions company is looking to expand their sales team with a new full-time Senior Sales Executive. Your primary focus will be in expanding the existing book of business by identifying and qualify...

    • Singapore
    • Negotiable
    • Posted about 1 month ago

    Responsibilities Work closely with the Managing Director and Operations manager to handle company secretarial duties. Manage portfolios and work with HNW clients, communicate regularly and independently with clients regarding enquiries. Able to assist with on-boarding and on-going monitoring. Req...

    • Darmstadt
    • €60000 - €80000 per annum
    • Posted about 1 month ago

    An international leader in the component testing and measurement industry are currently searching for a Trade Compliance Specialist. As a Trade Compliance Specialist, you will: Staying current on global import and export regulations, policies and other applicable governmental initiatives Be a key...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    Role: Compliance Manager Reporting to: Head of Compliance (RC), Luxembourg Location: Luxembourg We have been engaged by a leading private equity and real estate fund administrator with the hire of a Compliance Manager for their Luxembourg entity. This individual will support the development and p...

    • Brussels
    • Negotiable
    • Posted about 1 month ago

    A multinational banking group and wealth manager serving its clients on a local basis, as they are present in numerous financial centres around the world, is seeking a senior legal counsel/team lead for their legal team. Key Responsibilities: Lead a smaller team of in-house lawyers. Be the Fund D...

    • Paris
    • Negotiable
    • Posted about 1 month ago

    A multinational banking group and wealth manager serving its clients on a local basis, as they are present in numerous financial centres around the world, is seeking a senior legal counsel/team lead for their legal team. Key Responsibilities: Lead a smaller team of in-house lawyers. Be the Fund D...

    • Luxembourg
    • Negotiable
    • Posted about 1 month ago

    A multinational banking group and wealth manager serving its clients on a local basis, as they are present in numerous financial centres around the world, is seeking a senior legal counsel/team lead for the legal team in Luxembourg. Key Responsibilities: Lead a smaller team of in-house lawyers si...

    • Frankfurt (Oder)
    • €60000 - €90000 per annum
    • Posted about 1 month ago

    A top international investment bank with 100s of locations worldwide are looking to hire their new Compliance Officer. Your responsibilities: Being informed on Global Investment Compliance laws that relevant to the company's operations in European Market. Liaise with international offices on comp...

    • Negotiable
    • Posted about 1 month ago

    Our client is a reputable European Prop Trading firm with a very good track of performance and growth record. They are looking to hire 12 months contract compliance individual with 5+ years of experience from the traditional FS General Job Description * Report directly to the Head of Compliance r...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    General Job Description * Report directly to the Head of Compliance regarding the investment compliance matters * pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant * bachelor degree * 3-5 years of investment compliance experience * prefer candidate to have exp...

    • Hong Kong
    • Negotiable
    • Posted about 1 month ago

    General Job Description * Report directly to the Head of Compliance regarding the investment compliance matters * pre and post trade monitoring using the Bloomberg AIMS System The Successful Applicant * bachelor degree * 3-5 years of investment compliance experience * prefer candidate to have exp...

    • Hong Kong
    • HK$1000000 - HK$1000001 per annum
    • Posted about 1 month ago

    Selby Jennings is currently working with working with one of the largest private equity firm in Asia with over two decades of industry experience with 10+ offices globally. They are looking for a talented compliance officer who can overlook Hong Kong's compliance mandate. Key Responsibilities: In...

    • Hong Kong
    • HK$480000 - HK$600000 per annum
    • Posted about 1 month ago

    Firm Description European Bank focusing on Corporate Investment Banking Adding a new headcount in Compliance Team 12 Months Contract and has potential to change to a perm role (Has previous track record doing so) Job Description General Compliance mandates such as Licensing, Policy and procedure ...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    Role: Senior Compliance Officer Location: Luxembourg Salary: Competitive and Candidate Dependent Reporting To: Head of Regulatory Compliance, Luxembourg We are currently representing a renowned UCITS Management Company and AIFM domiciled in Luxembourg, who is seeking an experienced compliance off...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    Responsibilities Provide legal advise to support the Equities business across APAC Advise equities-linked transactions on related documents and procedures to ensure alignment with regulatory requirements with a focus on derivatives and structured products Draft, review and negotiate trading agree...

    • Geneva
    • CHF
    • Posted about 2 months ago

    A forward thinking and very reputable banking group are currently searching for a Senior Legal Counsel to join their Private Banking Legal Team. As a Senior Legal Counsel you will: Be an expert and key contact point on all private banking topics for the Geneva office. Provide advice to senior sta...

    • Monaco
    • Negotiable
    • Posted about 2 months ago

    A European FinTech with global presence is seeking an MLRO to take on the lead of the Monegasque Compliance function. This FinTech is offering various investment products to its client base of high net-worth Families, Life Insurances, Banks, and other large financial services. Your Role: Responsi...

    • London
    • Negotiable
    • Posted about 2 months ago

    Role: (Senior) Compliance Officer Location: London, UK Salary: Competitive and Candidate Dependent Reporting To: CCO, London We are currently representing a European MTF who is seeking a compliance officer, to sit within their compliance advisory team in London. Our client trade across a number o...

    • Amsterdam
    • Negotiable
    • Posted about 2 months ago

    Role: (Senior) Compliance Officer Location: Amsterdam, NL Salary: Competitive and Candidate Dependent Reporting To: CCO, London We are currently representing a global Algo Trading firm who recently launched their entity in Amsterdam, whom are seeking an experienced compliance officer, to become r...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    A foreign investment bank is recruiting a Senior Legal to lead a regional transformation project. Reporting to the Regional Head of Legal based in Hong Kong, you will work closely across functions in implementing the project. Responsibilities Advise the business on executing lending, trade and pr...

    • Brussels
    • Negotiable
    • Posted about 2 months ago

    Role: Senior Risk and Compliance Manager Location: Brussels, Belgium We are currently representing a leading global Fund Manager with the hire of a Senior Risk and Compliance Officer in their Brussels base. Reporting directly to the Managing Director you will enhance the second line defence of th...

    • Hong Kong
    • HK$480000 - HK$600000 per annum
    • Posted about 2 months ago

    Firm Description European Bank focusing on Corporate Investment Banking Adding a new headcount in Compliance Team 12 Months Contract and has potential to change to a perm role (Has previous track record doing so) Job Description General Compliance mandates such as Licensing, Policy and procedure ...

    • Negotiable
    • Posted about 2 months ago

    Our client is a reputable European Prop Trading firm with a very good track of performance and growth record. They are looking to hire 12 months contract compliance individual with 5+ years of experience from the traditional FS General Job Description * Report directly to the Head of Compliance r...

    • Hong Kong
    • Negotiable
    • Posted about 2 months ago

    A foreign corporate investment bank is looking for a mid-level corporate counsel to advise their business in Hong Kong. Reporting to the APAC Head of Legal, you will be advising the HK and greater China business in general legal and regulatory issues. Responsibilities: Draft, negotiate and advise...

    • Hong Kong
    • HK$1000000 - HK$1000001 per annum
    • Posted about 2 months ago

    Selby Jennings is currently working with working with one of the largest private equity firm in Asia with over two decades of industry experience with 10+ offices globally. They are looking for a talented compliance officer who can overlook Hong Kong's compliance mandate. Key Responsibilities: In...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    We are currently representing a major player in funds services, corporate governance, and related services. Our renowned client has offices in over 80 countries globally and employs over 9,500 staff, with almost $2 trillion in assets under administration. The Candidate At least 4 years of experie...

    • Luxembourg
    • Negotiable
    • Posted about 2 months ago

    We are currently representing a major player in funds services, corporate governance, and related services. Our renowned client has offices in over 80 countries globally and employs over 9,500 staff, with almost $2 trillion in assets under administration. The Candidate 6-8 years of experience in ...

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