Role: Compliance Control Room Officer
Location: Amsterdam
Salary: Competitive and candidate dependent
Reporting To: Group CCO, Amsterdam
A renowned asset management firm in the Netherlands is seeking an experienced compliance control room officer to become responsible for supporting the compliance department - strategic and stakeholder management responsibilities and implementing effective compliance risk management processes. If you are seeking a strategic opportunity with plenty of remit, do not hesitate to look further!
The Candidate:
* You have an academic degree or HBO; recognized compliance risk management accreditation is desirable
* You have 2-3 years of experience in a compliance related role, preferably within the financial sector
* Fluency in both English and Dutch
* You can translate theory into practice, are analytically strong and you can prepare solution proposals
* Analytical and problem-solving skills
* You have the skills and abilities to be able to connect with your colleagues within the compliance department as well as with colleagues of other departments
The Role:
* Control of the central compliance inbox and replying to mails
* Examining employee gifts/invitations and recording review findings
* Monitor private investment transactions and recording the review findings
* Providing content analysis for second line monitoring deep dives/first line compliance topic projects
* Evaluating outside positions requests and recording the review findings
* Maintaining the accuracy and completeness of the list of trading restrictions
* Evaluating waivers on post trade market abuse and sanctions alerts
* Defining process improvements and putting them into practice as needed
