- Management and leading the execution of audits global and regional in the areas including all aspects of the audit process (risk assessment; scope determination; test work; reporting). Areas of focus will cover auditing key processes and controls spanning critical areas Risk Management, Investment Management, and Corporate Operations.
- Areas of the business within the scope of this role will include investment and asset management, risk management, operations, finance, and compliance
- Be involved in various aspects of the Audit group's risk assessment, assurance and advisory activities, including audit planning and execution, and contributing to strategic initiatives.
- Primary Internal Audit business engagement responsibilities for one or more lines of business to discuss business performance, strategic priorities and operational matters
- Identification and assessment of current and emerging risks, themes and trends
- Provide assitance in the formation of the annual audit plan through direct input, insight and perspective around current business, industry and regulatory risk factors
- Participation in global/cross regional audit related projects
- Leverage industry experience to provide advisory services during the development of new businesses and systems
- Build and maintain collaborative relationships with all risk and control functions
- Performing investigations, special reviews and other ad hoc projects (technical and operational in focus)
Skills and Experience:
- BA or MBA in finance, economics, accounting, business management is preferred. BA/BS is required
- Professionals with strong and broad exposure to investment management, risk management, operations, finance and compliance in the Asset Management industry
- Understanding of asset management products, business processes and risk and controls systems
- Strong aptitude towards investment and risk management, scenario analysis and problem solving
- Proficient understanding of current regulatory and industry events
- Ability to develop and maintain effective working relationships with peers and business partners
- Professional certifications such as CFA or CPA (or equivalent) are a plus
