Role: Senior Compliance Officer
Location: Amsterdam
Salary: Competitive and candidate dependent
Reporting To: Head of Compliance, Zurich
A leading Swiss fintech is seeking an experienced compliance professional to run the compliance function in Amsterdam. Based on modern proprietary technology, our client offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. You will be responsible of all compliance activities applicable for the Amsterdam branch.
The Candidate:
* 5+ of compliance experience in the Dutch financial sector
* Strong knowledge of regulatory compliance obligations/rules
* Excellent stakeholder management skills, both internally and externally
* Active interest in capital markets and the respective regulations
* Ability to represent the compliance department
* Critical and analytical mindset in order to support and challenge the business
* Strong organizational and presentation skills
* Analytical and problem-solving skills
* Fluency in English and Dutch is a bonus
The Role:
* Responsible for the performance of all relevant activities allocated to a Money Laundering Reporting Officer and a Compliance Officer under all rules and regulations applicable
* Reporting into local authorities
* Implementing and maintaining policies and procedures to identify, manage and track risks
* Compilation and preparation of the necessary documentation for internal and external examinations (e.g. audits)
* Leading core compliance tasks
* Monitoring client transactions and adherence to Dutch and Swiss KYC/AML legal requirements
* Implement compliance training programs across all business units
* Communicating with senior management in relation to the risks identified in the company and advising on appropriate actions that could be taken
