A very well-established asset manager, which is operating globally, is seeking a driven and open-minded senior compliance officer. This asset manager has a constant focus to stay adapt to newest trends, which is also one the reasons that they have developed significantly in Luxembourg and will continue to do so in the foreseeable future.
Your tasks would vary greatly, and you would be reporting directly to the Head of Compliance, so this role will enable you to develop significantly in the Luxembourgish Asset Management space.
Key Responsibilities:
- To ensure the compliance framework regarding applicable regulations as well as the existing policies and procedures.
- Provide advice to internal stakeholders on various compliance risks and obligation on how to mitigate effectively.
- Provide compliance advisory support to the Manco, monitoring and follow- up on compliance findings.
- Be the regulatory expert and leading the implementation on regulatory projects.
Key qualifications:
- 5 years or more of compliance experience in financial services, preferably in an Asset Manager.
- Open minded, very organised and a strong desire to learn.
- Strong knowledge of the Luxembourg UCITS industry.
- Fluent in English - French and German are considered a strong asset.