Job Responsibilities
- Handle all compliance-related issues with the regulators on compliance of the company and it's staff
- Monitoring and reviewing documents from compliance perspective
- Take the role as Manager-in-Charge
- Monitor internal control policies and provide training to ensure compliance of staff to the company
- Work professionally with multiple governance stakeholders across multiple jurisdictions of the company
Job Requirements
- Bachelor's degree in Legal, Finance, Accounting or related disciplines
- 7-10 relevant experience preferably in buy side SFC regulated institutions
- Working knowledge of legal and compliance issues in Hong Kong
- A good team player, mature, responsible, detail minded and ability to handle multiple tasks under pressure
- Good command in spoken English and Mandarin and fluent Chinese writing