General job Description
- Report directly to the Head of Compliance (or COO for HF) regarding general compliance matters
- Update and improve the company's legal compliance policies and procedures
- Review the firm's various functions in compliance with regulatory requirements, identify regulatory risks and supervise rectification
- Review AML/CFT framework
- Provide compliance training for staff
- Liaise and maintain relationships with the local regulators and law firms
Qualifications
- 2-6 years' legal/compliance experience from PE, HF, and Asset management background
- Bachelor's degree and above from finance or related background
- Professional proficiency in Chinese and English
- Candidates with a passion for the buy-side market and who are an excellent fit for a driven environment