Responsibilities:
- Lead a small team that covers global markets, including UK, Europe and Asia, with scope of building out the 1LoD Operational Risk team.
- Understanding processes, people and systems used for Capital Markets lines of business and Prevent loss due to failure in process, people or systems by managing and remediating loss events, identifying when loss is likely and preventing it, conducting annual risk assessment and other activity in support of the framework
- Ongoing self-study about Trading Processes, Capital Markets, emerging regulatory and industry issues, for both the current and future needs of the business.
- Execute ad hoc tasks and meeting set deadlines for deliverables.
- Ability to analyse and synthesise capital markets data in order to understand both the business and regulatory needs, problem and any requests.
Qualifications:
- 12+ year's experience working within the 1st Line of Defence, particularly Operational Risk
- Extensive Capital Markets experience (Trading and Investment & Corporate Banking)
- Strong understanding of regulations and exposure to regulatory bodies including UK, Europe and Asia.
- Understanding the risk of loss due to failure in process, people and systems
- Experience managing teams
