Our client, a global investment bank whose sizable securities arm, is looking to hire a motivated, driven and qualified Conduct Risk Consultant at AVP level. The firm has trading floors in 100 countries and services some of the largest corporate and government clients in over 150 countries. As a Conduct Risk Consultant, you will be mandated to identify and assess conduct risks whilst evaluating related controls, as well as carrying out targeted risk assessments and executing conduct risk testing across the securities business.
The Conduct Risk Consultant will be responsible forโฆ
- Ongoing Monitoring of conducts risks across sales and trading desks
- Executing targeted risk assessments, identifying conduct risks, and evaluating the efficacy of controls
- Working with closely and developing strong working relationships with key stakeholders including the firm's front office and wider risk team
- Providing credible challenge to front office and other stakeholders on conduct risks
- Keeping abreast of changes in regulation and industry standards
The Conduct Risk Consultant should have the following qualificationsโฆ
- Minimum 2+ years of experience in a regulatory focused role within a securities house, investment bank or large consultancy practice (Big 4 experience preferred)
- Demonstrable experience of working on targeted risk assessments
- Good understanding of conduct risks and associated controls to mitigate said risks
- Strong knowledge of industry regulations and best practices as well as associated remediation programs
- Excellent written and verbal communication skills