Job Description:
- Advise departments on compliance matters and support business initiatives
- Update company's policies and procedures according to the regulatory changes
- Responsible for regulatory reporting and inquires with external regulators
- Develop, manage and carry out compliance testing
- Review and implement compliance monitoring in accordance with internal guidelines and rules;
Job Responsibility:
- Degree holder in Law, Accounting or related discipline(s)
- Minimum of 3 years solid compliance experience, preferably gained in fund house;
- Good command of written and spoken English and Chinese (including Putonghua)