Role: Compliance Officer
Reporting to: Chief Compliance Officer
Location: Luxembourg
An outstanding wealth manager is seeking a compliance officer to join their Luxembourg team. With over 40 years in the industry, nearly โฌ200 billion in assets under their management and offices in 29 locations this company is a considerable global player. If you are looking for a new challenge in a collaborative team with a commitment to greatness this is the opportunity for you.
The Role:
- Maintain the compliance Framework
- Update company AML/CFT requirements and complete AML risk assessments
- Update procedures and policies in line with regulatory and legislative changes
- Keep abreast with CSSF and industry reviews
- Prepare quarterly compliance reports to the board
- Provide AML, conflicts of interest, market abuse and general compliance trainings
- Aid with CSSF regulatory reporting
The Candidate:
- 3+ years of relevant experience, AML/CFT background is preferable
- Experience in reading and digesting regulatory publications and legal documentation
- Ability to educate and advise others on compliance matters
- A thorough understanding of the financial markets and financial instruments
- Knowledge of discretionary portfolio management, asset management, and regulatory requirements relating to retail and professional clients