Job Responsibilities
- To assist in managing the General Compliance functions;
- To serve as a consultant to provide compliance-related advice to relationship managers;
- To assist in planning, supervising and delivering compliance programs;
- To assist in reviewing and updating compliance related policies and procedures and manuals;
- To assist in monitoring and performing the requests made by HKMA and relevant regulatory bodies;
- To assist in reviewing and analyzing new regulatory and statutory requirements;
Job Requirement
- Bachelor degree in accounting, finance, business, legal
- At least 3 years of regulatory compliance experience in sizeable financial institutions
- Strong knowledge in HKMA
- Good command in English and Cantonese
